Watch Out For These 401(k) Audit “Red Flags”
During a 401(k) audit, there are some things you need to be aware of. Four emerging potential 401(k) trouble spots are becoming a greater focus at the Department of Labor (DOL). One involves self-directed brokerage accounts, or “brokerage windows,” that allow participants to purchase individual securities. The DOL worries that participants with limited investing experience will […]